http://www.swimupstreamtowealth.com/2010/03/a-power-grab-that-hurts-americans/ Thinking Differently Than Conventional Wisdom Thu, 02 Sep 2010 13:30:49 -0700 http://wordpress.org/?v=2.8.5 hourly 1 http://www.swimupstreamtowealth.com/2010/03/a-power-grab-that-hurts-americans/comment-page-1/#comment-80 Kirk Kinder Fri, 26 Mar 2010 14:33:50 +0000 http://www.swimupstreamtowealth.com/?p=385#comment-80 I am not against protecting investors, but FINRA just wants to regulate the good guys out of business. Registered Investment Advisors (RIA) are a nuisance to the brokerage industry. Assets as well as brokers are leaving the wirehouses to go with RIA firms. If they could regulate RIAs, then they could seriously impede our operations since we don't have large staffs. Thus, the brokerage world would remain the main source for consumers. I am not against protecting investors, but FINRA just wants to regulate the good guys out of business. Registered Investment Advisors (RIA) are a nuisance to the brokerage industry. Assets as well as brokers are leaving the wirehouses to go with RIA firms. If they could regulate RIAs, then they could seriously impede our operations since we don't have large staffs. Thus, the brokerage world would remain the main source for consumers.

]]> http://www.swimupstreamtowealth.com/2010/03/a-power-grab-that-hurts-americans/comment-page-1/#comment-77 daddy paul Tue, 16 Mar 2010 12:45:44 +0000 http://www.swimupstreamtowealth.com/?p=385#comment-77 More regulation = Less innovation = poorer economic times. More regulation = Less innovation = poorer economic times.

]]> http://www.swimupstreamtowealth.com/2010/03/a-power-grab-that-hurts-americans/comment-page-1/#comment-76 Darren Sat, 13 Mar 2010 14:16:45 +0000 http://www.swimupstreamtowealth.com/?p=385#comment-76 More Regulation....Great!!!!! More Regulation….Great!!!!!

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